Asim Jain — SEBI Registered Research Analyst (INH000029184)

Asim Abhay JainSEBI RA · INH000029184

The analyst

Ten years of watching the market behave.

Hi, I am Asim Abhay Jain, a SEBI-Registered Research Analyst with over 10 years of experience in the Indian equity and derivatives markets.

My research is entirely data-driven and backed by disciplined risk management. I provide independent, easy-to-understand research reports and market insights to help traders and investors approach the market with clarity.

I hold a Bachelor of Engineering from the University of Mumbai. That analytical training is what I bring to a balance sheet and to a price chart alike — identify the idea, define the risk, then decide whether it is worth taking. Recommendations are issued on both fundamental and technical analysis, and I am not affiliated with any broker or intermediary, so nothing I publish is influenced by commission.

10+ yrsIn Indian equity & F&O markets

INH000029184SEBI RA registration

NilOutstanding litigation or disciplinary history

PerpetualValidity of registration

Know before you subscribe

What a Research Analyst can and cannot do

Under the SEBI (Research Analysts) Regulations, 2014 the boundaries are set by law — not by preference. Here they are, plainly.

I can

Activities permitted to a registered Research Analyst.

Prepare and publish research reports on listed securities.
Make buy / sell / hold recommendations on securities.
Give price targets and a defined time horizon.
Offer an opinion on public offers — IPO, FPO, offer for sale, buy-back, takeover, delisting.
Recommend a model portfolio, disclosed true-to-label with its benchmark and rebalancing rules.
Provide trading calls, including intraday and positional setups.
Use Artificial Intelligence tools in the course of producing research — disclosed to you upfront.

Scope of “securities” is as defined in section 2(h) of the Securities Contracts (Regulation) Act, 1956.

I cannot

Hard limits. If anyone claiming to be an RA offers you these, walk away.

Execute any trade — buy or sell — on your behalf. Never give an RA access to your trading account.
Ask for your login credentials or OTP for your trading, demat or bank account.
Promise, guarantee or assure returns, profits, or a risk-free investment.
Offer assured-return schemes, prize money, leagues, contests or gifts.
Accept fees in cash, or charge more than ₹1,51,000 per annum per family (individual / HUF clients).
Handle or hold your funds or securities at any point.
Claim to be “best”, “No. 1” or “top rated”, or advertise past performance.

Full Do’s and Don’ts are published in the Compliance section below.

Research services

Two plans. Pick the one that matches your holding period.

Both are pure research services. You place your own trades, in your own account, at your own discretion.

Plan 01 · Investors

Long-Term Equity Research

Built for patient investors who want to buy and hold good businesses for the long run. The focus is purely on companies with strong balance sheets, clean management and good growth visibility.

₹1,999/ month

Including GST · Billed monthly, renews every 30 days

Market segment: Equity Cash only
Number of ideas: 1–2 stock ideas a month
(12–15 stocks a year)
Holding period: 1 to 3+ years
Method: Deep fundamental research — financial statements, business model, valuation

Detailed PDF research reports explaining why we like the company and how it is valued.
Regular quarterly updates on earnings and performance.
Clear exit alerts whenever it is time to book profits or rebalance.

Best for: people building long-term wealth without checking stock prices every day.

Enquire about this plan

Most active

Plan 02 · Traders

Short-Term & Swing Research

Designed for active traders who want to catch short-to-medium-term price moves. Depending on market conditions, setups are shared in either Cash Equity or F&O, with strict risk control.

₹2,999/ month

Including GST · Billed monthly, renews every 30 days

Market segment: Cash Stocks & Derivatives (Futures & Options)
Number of ideas: 8–10 research setups a month
Holding period: Intraday — same day
Swing / positional — 2 days to a few weeks
Method: Price action, breakout patterns, volume, support & resistance, Open Interest data

Real-time trade notes with exact buy/sell level, target and a strict stop-loss.
Chart explanation, so you know the technical logic behind the trade.
Fast updates for trailing the stop-loss or booking profits.

Best for: active traders who want well-planned technical setups with disciplined risk management.

Enquire about this plan

Fees are inclusive of GST. No fees are charged and no research services are provided until your consent on the Terms & Conditions and the Most Important Terms and Conditions (MITC) has been taken. Payment is accepted only through banking channels — cash is not accepted.

How it works

From first call to first report, in four steps.

The onboarding sequence is prescribed by SEBI. Nothing is skipped, and nothing starts before your consent.

1

Talk it through

A short conversation about your holding period, capital and risk appetite — so the right plan is recommended, not the expensive one.

2

KYC & consent

Identity and address proof, PAN and a completed KYC — uploaded and verified with a KYC Registration Agency (KRA). You then read and consent to the Terms & Conditions, MITC, Disclosures and Investor Charter.

3

Pay through banking channels

Fees by UPI, bank transfer or cheque — or through BSE’s Centralized Fee Collection Mechanism (CeFCoM). Never in cash. Only after consent is on record.

4

Receive the research

Signed, dated reports with the rationale, the level, the target and the stop-loss — plus follow-up updates and exit alerts through the life of the idea.

Read this before you trade F&O

Most individual F&O traders lose money.

Derivatives are part of the Short-Term & Swing plan when the setup calls for it. Before you take a single position, understand what the regulator’s own study found about individual traders in the equity Futures & Options segment.

9 in 10Individual traders in the equity F&O segment incur net losses.

≈ ₹50,000The average net loss borne by loss-making traders.

+28%Additional spend on transaction costs, over and above their net trading losses.

Source: SEBI study on individual traders in the equity derivatives segment. Past performance is not a guarantee of future returns. Market research does not guarantee profit or protect against loss. Investment in securities market is subject to market risks — read all the related documents carefully before investing.

FAQ

Questions people actually ask

Will you manage my money or place trades for me?

No. A Research Analyst cannot execute any purchase or sale transaction on your behalf, and cannot hold your funds or securities. You place every trade yourself, in your own account, at your own discretion. Please never permit any Research Analyst to trade on your behalf, and never share your trading, demat or bank login credentials or OTPs with anyone.

Do you guarantee returns?

No, and by law nobody registered with SEBI may. Any assured, guaranteed or fixed-return scheme is prohibited. All opinions, projections and estimates are based on analysis of available data under stated assumptions as of the date the report is published. Investments made on the basis of a research report are subject to market risk, and there is no recourse to claim losses incurred on them.

How are the two plans different?

The Long-Term Equity Research plan (₹1,999/month) is fundamental research on cash equity, 1–2 ideas a month, with a 1 to 3+ year holding period. The Short-Term & Swing plan (₹2,999/month) is technical research on cash and F&O, 8–10 setups a month, held from intraday to a few weeks. If you cannot watch the market during the day, the long-term plan is the right one.

What do I get in a research report?

Every report is signed and dated, and carries the rationale for the view, the recommended level, the target, the time horizon and — for trading setups — a strict stop-loss. Ratings and price targets are defined terms, used consistently. Where a rating or price target for at least one year is given, a graph of daily closing prices is provided for the assigned period or three years, whichever is shorter.

How much can you charge me?

A maximum of ₹1,51,000 per annum per family, across all research services, for individual and HUF clients. This excludes statutory charges and does not apply to non-individual clients or accredited investors. Advance fees cannot exceed one year. On early termination you are entitled to a proportionate refund of the unexpired period.

How do I pay, and can I pay in cash?

Cash is not allowed. Pay by UPI, online bank transfer or cheque, or optionally through the Centralized Fee Collection Mechanism (CeFCoM) operated by BSE Limited as the recognised RAASB. Always pay through banking channels and keep a signed receipt showing the details of your payment.

Do you use AI to produce research?

Artificial Intelligence tools may be used in the course of providing research services. The extent of that use is disclosed to clients, as required under the Investor Charter. The analysis, the judgement and the responsibility for every published recommendation remain mine.

What if I have a complaint?

Write to asimjain2105@gmail.com or call +91 8369331418. Grievances are addressed within 7 business working days, and in any case within 21 calendar days as required under Regulation 26B. If you remain dissatisfied, escalate to SEBI SCORES at scores.sebi.gov.in, and thereafter to the Online Dispute Resolution portal at smartodr.in. The full escalation matrix is in the Compliance section.

How do I check that your registration is genuine?

Please do. Search for registration number INH000029184 in the list of registered Research Analysts on the SEBI website, and confirm the name and address match what is published here. Always deal with a SEBI-registered Research Analyst, and always check the registration number before paying anyone.

Get in touch

Let’s talk about your holding period.

Mon–Fri, 9:00 AM to 5:00 PM. Asim personally handles every enquiry, complaint and compliance query.

WhatsApp+91 83693 31418Quickest way to reach me — opens in WhatsApp

Phone+91 83693 31418Mon–Fri, 09:00 AM – 05:00 PM

Emailasimjain2105@gmail.comEnquiries, service requests and grievances

Registered officeAsim Jain13/52 Yeshwant Nagar, M I G Colony, Goregaon, Opposite Ganesh Mandir, Mumbai, Maharashtra 400062

Compliance & Grievance OfficerAsim Jain+91 83693 31418 · asimjain2105@gmail.com · Mon–Fri, 09:00 AM – 05:00 PM

SEBI — Head OfficeSEBI Bhavan, BKCPlot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400051, Maharashtra

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Invest with research, not with noise.

Independent equity and derivatives research from a SEBI-Registered Research Analyst. Read the compliance disclosures below before you subscribe — all of them are published in full.

View research plans Read the disclosures

The official bit

Compliance & Disclosures

The matters a Research Analyst is required to disclose on its website, published under the SEBI (Research Analysts) Regulations, 2014 and the SEBI Master Circular for Research Analysts. Tap a topic to expand it.

Research Analyst — Registration Details

Name of Research Analyst: Asim Abhay Jain
Type of registration: Individual
SEBI Registration No.: INH000029184
Date of registration: 20 July 2026
Validity: Perpetual
BSE Research Analyst Enlistment No.: 7451
Certification: NISM Series XV — Research Analyst
Qualification: B.E., University of Mumbai
Principal Officer: Asim Jain
Compliance Officer: Asim Jain · +91 83693 31418 · asimjain2105@gmail.com
Grievance Officer: Asim Jain · +91 83693 31418 · asimjain2105@gmail.com
Telephone: +91 83693 31418
Email: asimjain2105@gmail.com
Registered office: 13/52 Yeshwant Nagar, M I G Colony, Goregaon, Opposite Ganesh Mandir, Mumbai, Maharashtra 400062

Standard warning

Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Standard disclaimer

Registration granted by SEBI, enlistment with BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

01Investor Charter

ANNEXURE A

INVESTOR CHARTER IN RESPECT OF RAs

Vision and Mission Statements for investors

Vision
Invest with knowledge & safety.

Mission
Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.
Details of business transacted by the Research Analyst with respect to the investors
- To publish research report based on the research activities of the RA
- To provide an independent unbiased view on securities.
- To offer unbiased recommendation, disclosing the financial interests in recommended securities.
- To provide research recommendation, based on analysis of publicly available information and known observations.
- To conduct audit annually
- To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Research Analysts.
- To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to the research services has taken place.
Details of services provided to investors (No Indicative Timelines)

Onboarding of Clients
- Sharing of terms and conditions of research services
- Completing KYC of fee paying clients
Disclosure to Clients:
- To disclose, information that is material for the client to make an informed decision, including details of its business activity, disciplinary history, the terms and conditions of research services, details of associates, risks and conflicts of interest, if any
- To disclose the extent of use of Artificial Intelligence tools in providing research services
- To disclose, while distributing a third party research report, any material conflict of interest of such third party research provider or provide web address that directs a recipient to the relevant disclosures
- To disclose any conflict of interest of the activities of providing research services with other activities of the research analyst.
- To distribute research reports and recommendations to the clients without discrimination.
- To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
- To respect data privacy rights of clients and take measures to protect unauthorized use of their confidential information
- To disclose the timelines for the services provided by the research analyst to clients and ensure adherence to the said timelines
- To provide clear guidance and adequate caution notice to clients when providing recommendations for dealing in complex and high-risk financial products/services
- To treat all clients with honesty and integrity
- To ensure confidentiality of information shared by clients unless such information is required to be provided in furtherance of discharging legal obligations or a client has provided specific consent to share such information.
Details of grievance redressal mechanism and how to access it
1. Investor can lodge complaint/grievance against Research Analyst in the following ways:
  Mode of filing the complaint with research analyst
  
  In case of any grievance/complaint, an invester may approach the concerned Research Analyst who shall strive to redress the grievance immediately, but not later than 21 days of the receipt of the grievance.
  
  Mode of filing the complaint on SCORES or with Research Analyst Administration and Supervisory Body (RAASB)
  1. SCORES 2.0 (a web based centralized grievance redressal system of SEBI for facilitating effective grievance redressal in time-bound manner) (https://scores.sebi.gov.in)
    Two level review for complaint/grievance against Research Analyst:
    
    First review done by designated body (RAASB)
    Second review done by SEBI
  2. Email to designated email ID of RAASB
2. If the Investor is not satisfied with the resolution provided by the Market Participants, then the Investor has the option to file the complaint/ grievance on SMARTODR platform for its resolution through online conciliation or arbitration.
  With regard to physical complaints, investors may send their complaints to:
  
  Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051
Rights of investors

Right to Privacy and Confidentiality Right to Transparent Practices Right to fair and Equitable Treatment Right to Adequate Information

Right to Initial and Continuing Disclosure

-Right to receive information about all the statutory and regulatory disclosures Right to Fair & True Advertisement

Right to Awareness about Service Parameters and Turnaround Times Right to be informed of the timelines for each service

Right to be Heard and Satisfactory Grievance Redressal Right to have timely redressal

Right to Exit from Financial product or service in accordance with the terms and conditions agreed with the research analyst

Right to receive clear guidance and caution notice when dealing in Complex and High-Risk Financial Products and Services

Additional Rights to vulnerable consumers

-Right to get access to services in a suitable manner even if differently abled Right to provide feedback on the financial products and services used

Right against coercive, unfair, and one-sided clauses in financial agreements
Expectations from the investors (Responsibilities of investors)

Do’s
1. Always deal with SEBI registered Research Analyst.
2. Ensure that the Research Analyst has a valid registration certificate.
3. Check for SEBI registration number.
  Please refer to the list of all SEBI registered Research Analyst which is available on SEBI website in the following link: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14
4. Always pay attention towards disclosures made in the research reports before investing.
5. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments. You may make payment of fees through Centralized Fee Collection Mechanism (CeFCoM) of RAASB if research analyst has opted for the mechanism.(Applicable for fee paying clients only)
6. Before buying/ selling securities or applying in public offer, check for the research recommendation provided by your Research Analyst.
7. Ask all relevant questions and clear your doubts with your Research Analyst before acting on recommendation.
8. Seek clarifications and guidance on research recommendations from your Research Analyst, especially if it involves complex and high risk financial products and services.
9. Always be aware that you have the right to stop availing the service of a Research Analyst as per the terms of service agreed between you and your Research Analyst.
10. Always be aware that you have the right to provide feedback to your Research Analyst in respect of the services received.
11. Always be aware that you will not be bound by any clause, prescribed by the research analyst, which is contravening any regulatory provisions.
12. Inform SEBI about Research Analyst offering assured or guaranteed returns.
Don’ts
1. Do not provide funds for investment to the Research Analyst.
2. Do not fall prey to luring advertisements or market rumors.
3. Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
4. Do not share login credential and password of your trading, demat or bank accounts with the Research Analyst.

02Disclosures

1. About the Research Analyst

Mr. Asim Jain is a SEBI registered Research Analyst having his registered office at 13/52 Yeshwant Nagar, M I G Colony, Goregaon, Opposite Ganesh Mandir, Mumbai, Maharashtra 400062. He was registered with SEBI as an Individual vide Registration number INH000029184 on 20 July 2026, pursuant to which he provides Research Analyst services to his clients.

2. Qualifications and experience

He has done a Bachelor of Engineering from the University of Mumbai. With a strong analytical skill set, he excels in identifying investment ideas and implementing effective strategies.

3. Details of business activities

He provides recommendations based on both fundamental and technical analysis.

4. Disciplinary history

There are no outstanding litigations and no disciplinary history against him.

5. Terms and conditions on which the research report is issued

He has exercised due diligence in checking the correctness and authenticity of the information contained herein, so far as it relates to current and historical information, but does not guarantee its accuracy or completeness. The opinions expressed are based on his current research as of the date appearing in the material and may be subject to change from time to time without notice.

He does not accept any liability arising from the use of this document or the information contained herein. The recipients of this material should rely on their own judgement and take their own professional advice before acting on this information.

He shall not be in any way responsible for any loss or damage that may arise to any person or persons from any inadvertent error in the information contained, or in the views and opinions expressed in this publication.

6. Financial interest

He or his associates, including relatives — (a) do not hold any financial interest in the Company; (b) do not have any actual or beneficial ownership of more than 1% in the Company; (c) do not have any other material conflict of interest.

7 – 10. Associates, compensation and market making

He or his associates are not affiliated with any other intermediaries, and have not received any brokerage or commission from any third party.
He or his associates have not received any compensation from the Company covered by the Research Analyst during the past twelve months.
He or his associates have not managed or co-managed a public offering of securities of the Company during the past twelve months.
He or his associates have not served as an officer, director or employee of the Company, and have not been engaged in market making activity for the Company.

11. Reliability of facts

He has ensured that the facts mentioned in the research report are taken from a reliable source and information. However, investors are advised to independently evaluate the market conditions and risks involved before making an investment decision.

12. Use of Artificial Intelligence

He may use Artificial Intelligence tools for providing research services.

03Disclaimers

Asim Jain is registered with SEBI as an Individual Research Analyst vide Registration number INH000029184 on 20 July 2026, pursuant to which he provides Research Analyst services to his clients.

Investment in securities market is subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, enlistment with BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

I am not affiliated with any other intermediaries, nor do I receive any brokerage or commission from any third party.
SEBI has issued no penalties or directions under the SEBI Act, and no other regulatory body has done so.
I do not recommend any stock broker or other intermediary to a client, nor do I receive any consideration by way of remuneration, compensation or in any other form whatsoever from a stock broker or another intermediary.
Investment in equity shares has its own risks. Sincere efforts have been made to present the right investment perspective. The information contained herein is based on analysis and on sources that I consider reliable. I, however, do not vouch for the consistency or the completeness thereof. This material is for personal information and I am not responsible for any loss incurred due to it, and take no responsibility whatsoever for any financial profits or loss which may arise from the recommendations above.
I do not provide any promise or assurance of a favourable view for a particular industry, sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition and suitability to risk-return profile before investing.
I or any other person related to me might be holding positions in the stocks recommended.
Research recommendations are provided to all my clients who are entitled to receive research reports. Any client (paid or unpaid), any third party or anyone else has no right to forward or share my calls, SMS, reports or any information provided by me to or with anyone, through any medium, whether received directly or indirectly. If found so, serious legal action can be taken.
I ensure that employees performing sales, dealing or any other activity that may affect the independence of my research reports or research recommendations are functionally separate from the research function. Such employees may receive feedback on the impact of research reports or recommendations, provided that such feedback does not influence or compromise the independence, objectivity or content of the research.
If a client wants an opinion on a specific position, such suggestion or view shall under any circumstances be considered an opinion and not advice. I am not liable for any losses whatsoever the client may incur in accepting this opinion.
I do not have any association in any manner with any issuer of products or securities; this ensures that there are no actual or potential conflicts of interest, and that objectivity and independence in carrying on research services is not compromised.
Stock trading is inherently risky, and you agree to assume complete and full responsibility for the outcomes of all trading decisions that you make.
Unlike an actual performance record, simulated results do not represent actual trading. No representation is being made that any account will, or is likely to, achieve profits or losses similar to those shown.
You, and not I, assume the entire cost and risk of any trading you choose to undertake. You are solely responsible for making your own investment decisions. If you choose to engage in transactions with or without seeking advice from a licensed and qualified financial advisor or entity, then such decision and any consequences flowing therefrom are your sole responsibility. I and any employees are in no way liable for the use of the information by others in investing or trading in investment vehicles.
I encourage all investors to use the services as a resource to further their own research on all featured companies, stocks, sectors, markets and information presented on the site.
Everything posted on social media (Twitter / Facebook / Telegram / YouTube channel) is for education and illustration purposes and should not be counted as a recommendation or investment advice.

04Grievance Redressal Process

The Research Analyst is committed to providing prompt, fair and transparent grievance redressal to all clients. Clients may follow the mechanism below for resolution of any grievance or feedback relating to the research services.

1. Contact the Research Analyst

If you are not satisfied with our services and wish to lodge a complaint, you may communicate your grievance by telephone or email. Every effort shall be made to acknowledge and resolve your grievance promptly.

Phone: +91 83693 31418 · Email: asimjain2105@gmail.com

The Research Analyst shall endeavour to resolve the grievance within 7 business working days from the date of receipt, or within such timeline as may be prescribed by SEBI from time to time.

2. Escalation to the Research Analyst

If the grievance remains unresolved within the above timeline, escalate directly to:

Name: Asim Jain · Designation: Research Analyst, Principal Officer & Compliance Officer
Address: 13/52 Yeshwant Nagar, M I G Colony, Goregaon, Opposite Ganesh Mandir, Mumbai, Maharashtra 400062
Email: asimjain2105@gmail.com · Phone: +91 83693 31418

The Research Analyst shall personally review the grievance and make every effort to resolve it in a fair, transparent and timely manner in accordance with the SEBI (Research Analysts) Regulations, 2014 and the applicable SEBI Master Circular. In any case, all grievances shall be resolved within 21 calendar days from the date of receipt, as required under Regulation 26B.

3. Complaint through SCORES

If your grievance remains unresolved, lodge your complaint through the SEBI Complaints Redress System (SCORES 2.0) at scores.sebi.gov.in. Two-level review mechanism — first level: Research Analyst Administration and Supervisory Body (RAASB); second level: Securities and Exchange Board of India (SEBI).

4. Online Dispute Resolution (SMART ODR)

If you are not satisfied with the resolution provided through the above mechanism, you may initiate dispute resolution through the SMART Online Dispute Resolution platform at smartodr.in, for online conciliation and/or arbitration in accordance with the applicable SEBI framework.

5. Physical complaint to SEBI

Office of Investor Assistance and Education, Securities and Exchange Board of India (SEBI), SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400051.

05Escalation Matrix

If you have a grievance, you can reach out for assistance using the contacts below. These details are provided to facilitate complainants approaching the Research Analyst before filing a complaint with SEBI.

Designation	Contact person	Address	Contact no.	Email	Working hours
Customer Care	Asim Jain	13/52 Yeshwant Nagar, M I G Colony, Goregaon, Mumbai 400062	+91 83693 31418	asimjain2105@gmail.com	Mon–Fri, 09:00 AM – 05:00 PM
Head of Customer Care	Asim Jain	13/52 Yeshwant Nagar, M I G Colony, Goregaon, Mumbai 400062	+91 83693 31418	asimjain2105@gmail.com	Mon–Fri, 09:00 AM – 05:00 PM
Compliance Officer	Asim Jain	13/52 Yeshwant Nagar, M I G Colony, Goregaon, Mumbai 400062	+91 83693 31418	asimjain2105@gmail.com	Mon–Fri, 09:00 AM – 05:00 PM
Principal Officer	Asim Jain	13/52 Yeshwant Nagar, M I G Colony, Goregaon, Mumbai 400062	+91 83693 31418	asimjain2105@gmail.com	Mon–Fri, 09:00 AM – 05:00 PM

Grievances are aimed to be resolved within 21 working days from the date of receipt. If your grievance is not resolved within this timeframe, escalate it to SEBI’s SCORES platform (scores.sebi.gov.in). If you remain unsatisfied with the resolution provided through our support or through SCORES, you may access the Online Dispute Resolution portal (smartodr.in).

06Complaints Data

Complaint register for Research Analyst INH000029184, disclosed in the format prescribed under the SEBI Master Circular (Investor Charter — Annexure B). All complaints, including SCORES complaints, are disclosed and updated on this website by the 7th of the succeeding month.

A. Data for the month ending 31 August 2026

Registration was granted on 20 July 2026. The figures below are the position as at the end of the reporting month. No complaint has been received from any source since registration.

Sr.	Received from	Average resolution time^ (days)
1	Directly from Investors	0
2	SEBI (SCORES)	0
3	Other Sources (if any)	0
Grand Total		—

Number of complaints received during the month against the Research Analyst due to impersonation by some other entity: 0.
* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month. ^ Average resolution time is the sum total of time taken to resolve each complaint in days in the current month, divided by the total number of complaints resolved in the current month.

B. Trend of monthly disposal of complaints

Sr.	Month	Carried forward from previous month	Received	Resolved*	Pending#
1	July 2026	0	0	0	0
2	August 2026	0	0	0	0
Grand Total		0	0	0	0

* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month. Maintained from the month of registration (July 2026). Last updated for the month ending 31 August 2026.

C. Trend of annual disposal of complaints

Sr.	Year	Carried forward from previous year	Received	Resolved**	Pending##
1	2026-27	0	0	0	0
Grand Total		0	0	0	0

** Inclusive of complaints of previous years resolved in the current year. ## Inclusive of complaints pending as on the last day of the year. Maintained from the year of registration (FY 2026-27).

07SEBI Office Details

Head Office

SEBI Bhavan BKC, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400051, Maharashtra.

Local office for this Research Analyst

The registered office of the Research Analyst is at Goregaon, Mumbai, Maharashtra, which falls under the jurisdiction of the SEBI Head Office at Bandra-Kurla Complex, Mumbai, at the address above.

Office of Investor Assistance and Education

Physical complaints may be sent to the Office of Investor Assistance and Education, Securities and Exchange Board of India (SEBI), SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400051.

Toll-free investor helpline: 1800 266 7575 / 1800 22 7575. SEBI website: sebi.gov.in. A complete, current list of SEBI’s regional and local offices is published on the SEBI website.

08Audit Report

Disclosure with respect to the annual compliance audit requirement under Regulation 25(3) of the SEBI (Research Analysts) Regulations, 2014. Annual audits are completed within the prescribed timeline and submitted to SEBI.

Sr.	Financial year	Compliance audit status	Remarks
1	FY 2026-27	Not yet due	Registration granted 20 July 2026; first audit will be conducted within the prescribed timeline.

View audit reports

Audit reports are published here once each annual compliance audit is completed.

Research thattells you why.